Nikolaos Demetrios Pitsas

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-09-23
IN	RA	APPROVED	2014-05-13

TX RA
APPROVED

Since 2015-09-23
IN RA
APPROVED

Since 2014-05-13

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Munster	IN	04/2014	11/2016
Wells Fargo Clearing Services, Llc	Munster	IN	11/2016	Present

04/2014 → 11/2016

Wells Fargo Advisors Llc

Munster, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Munster, IN

Previous Registrations

2011-09-12 → 2014-04-02

Morgan Stanley

Orland Park, IL

Orland Park, IL
2007-07-23 → 2009-05-08

Fifth Third Securities, Inc.

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL
2002-10-08 → 2007-07-26

A. G. Edwards & Sons, Inc.

Chicago, IL

Chicago, IL

Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, MUNSTER, IN, START: 8/23/2024, 3 HOURS A MONTH, 0 HOURS DURING TRADING. | POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; MUNSTER, IN; POA; 01/10/2025; 2 HOURS A MONTH; NO HOURS DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-27
S63	Uniform Securities Agent State Law Examination	1992-07-22

S66 Uniform Combined State Law Examination

2011-09-27
S63 Uniform Securities Agent State Law Examination

1992-07-22

Other Names

Nicholas Demetrios Pitsas

View on SEC IAPD