Andrew M Craig

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-21
NJ	RA	APPROVED	2009-02-16

TX RA
APPROVED_RES

Since 2016-01-21
NJ RA
APPROVED

Since 2009-02-16

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Paramus	NJ	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Paramus, NJ

Previous Registrations

2007-04-02 → 2009-01-23

Morgan Stanley & Co. Llc

Paramus, NJ
2006-03-21 → 2007-04-02

Morgan Stanley Dw Inc.

Paramus, NJ

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-20
S63	Uniform Securities Agent State Law Examination	1992-11-05

S65 Uniform Investment Adviser Law Examination

2006-03-20
S63 Uniform Securities Agent State Law Examination

1992-11-05

Other Names

Andrew Mackenzie Craig

View on SEC IAPD