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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-17 |
| NH | RA | APPROVED | 2024-06-11 |
| TX | RA | APPROVED | 2013-03-27 |
| CA | RA | APPROVED | 2004-01-15 |
Branch Locations
Ft Lauderdale, FL • United States
11545 West Bernardo Ct Ste 301, San Diego, CA 92127 • United States
Meredith, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 01/2004 | Present |
1.04/08/2008; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.03/26/2012; Beaver Island Family Trust; Real Estate Rental; Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.02/04/2015; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Buley Wealth Management Group; Investment Related; at Reported Business Location(s); Start Date 01/15/2004; 200hrs/mth; 200hrs during trading 4.12/18/2019; Buley Family Irrevocable Trust; Act in a Fiduciary Capacity; Not Investment Related; Suite 140,San; Start Date 02/21/1996; 1hrs/mth; 1hrs during trading 5.07/24/2020; none; Real Estate Rental; Investment Related; 10636 Scripps Summit Court Suite 140,San; Start Date 08/05/2018; 0hrs/mth; 0hrs during trading 6.09/14/2023; Beaver Island Management Corporation; For-Profit Board Member; Not Investment Related; Meredith New Hampshire - mainland dock location is 108 Veasey Shore Road,Meredith; Start Date 08/12/2023; 1hrs/mth; 0hrs during trading 7.02/04/2025; None yet; Other - Real Estate Investment; Investment Related; San Diego,CA; Start Date 02/14/2025; 2hrs/mth; 0hrs during trading 8.07/23/2026; 750 95th Avenue N LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 3hrs/mth; 3hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-14 |
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