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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-17
NH RA APPROVED 2024-06-11
TX RA APPROVED 2013-03-27
CA RA APPROVED 2004-01-15
  • FL RA
    APPROVED
    Since 2025-11-17
  • NH RA
    APPROVED
    Since 2024-06-11
  • TX RA
    APPROVED
    Since 2013-03-27
  • CA RA
    APPROVED
    Since 2004-01-15

Branch Locations

Ft Lauderdale, FL • United States

11545 West Bernardo Ct Ste 301, San Diego, CA 92127 • United States

Meredith, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 01/2004 Present
Previous Registrations
Other Businesses

1.04/08/2008; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.03/26/2012; Beaver Island Family Trust; Real Estate Rental; Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.02/04/2015; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Buley Wealth Management Group; Investment Related; at Reported Business Location(s); Start Date 01/15/2004; 200hrs/mth; 200hrs during trading 4.12/18/2019; Buley Family Irrevocable Trust; Act in a Fiduciary Capacity; Not Investment Related; Suite 140,San; Start Date 02/21/1996; 1hrs/mth; 1hrs during trading 5.07/24/2020; none; Real Estate Rental; Investment Related; 10636 Scripps Summit Court Suite 140,San; Start Date 08/05/2018; 0hrs/mth; 0hrs during trading 6.09/14/2023; Beaver Island Management Corporation; For-Profit Board Member; Not Investment Related; Meredith New Hampshire - mainland dock location is 108 Veasey Shore Road,Meredith; Start Date 08/12/2023; 1hrs/mth; 0hrs during trading 7.02/04/2025; None yet; Other - Real Estate Investment; Investment Related; San Diego,CA; Start Date 02/14/2025; 2hrs/mth; 0hrs during trading 8.07/23/2026; 750 95th Avenue N LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 3hrs/mth; 3hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-15
S63 Uniform Securities Agent State Law Examination 1991-10-14
  • S65 Uniform Investment Adviser Law Examination
    1992-06-15
  • S63 Uniform Securities Agent State Law Examination
    1991-10-14
Designations
Other Names
  • Jim Buley

View on SEC IAPD

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