Robert Arthur Lenz

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-14
CA	RA	APPROVED	2021-04-09

TX RA
APPROVED_RES

Since 2021-04-14
CA RA
APPROVED

Since 2021-04-09

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	03/2013	03/2021
Morgan Stanley Private Bank, National Association	Scottsdale	AZ	01/2015	03/2021
Ameriprise Financial Services, Llc	Scottsdale	AZ	03/2021	Present

03/2013 → 03/2021

Morgan Stanley

Scottsdale, AZ
01/2015 → 03/2021

Morgan Stanley Private Bank, National Association

Scottsdale, AZ
03/2021 → Present

Ameriprise Financial Services, Llc

Scottsdale, AZ

Previous Registrations

2013-03-04 → 2021-05-06

Morgan Stanley

Santa Rosa, CA

Scottsdale, AZ
2011-01-03 → 2013-03-05

Wells Fargo Clearing Services, Llc

Santa Rosa, CA

Clearlake, CA

Ukiah, CA

Lakeport, CA

Fort Bragg, CA
2005-10-11 → 2011-01-03

Wells Fargo Investments, Llc

Santa Rosa, CA

Clearlake, CA

Windsor, CA

Healdsburg, CA

Fort Bragg, CA

Santa Rosa, CA

Ukiah, CA
2001-12-10 → 2005-10-10

A. G. Edwards & Sons, Inc.

Eureka, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-01
S63	Uniform Securities Agent State Law Examination	1991-10-11

S66 Uniform Combined State Law Examination

2000-12-01
S63 Uniform Securities Agent State Law Examination

1991-10-11