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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

Cherry Hill, NJ • United States

300 Sheppard Rd, Voorhees, NJ 08043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Somerset NJ 03/2009 03/2017
Massmutual Life Insurance Co Voorhees NJ 07/2016 Present
Mml Investors Services, Llc Voorhees NJ 03/2017 Present
  • 03/2009 → 03/2017
    Metlife Securities Inc
    Somerset, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Voorhees, NJ
  • 03/2017 → Present
    Voorhees, NJ
Previous Registrations
  • 2005-12-01 → 2017-03-25
    Msi Financial Services, Inc.
    Cranford, NJ
    Marlton, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
    Springfield, MA
    Springfield, MA
    Cranford, NJ
  • 2002-06-10 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Other Businesses

1) Name: JR Financial Inv rel: Y Add: 300 Sheppard Road, Voorhees, NJ 08043 Nature: LLC Position: Co-owner Start date: 03/01/2013 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: LLC used solely for paying bills and for tax purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-04
S63 Uniform Securities Agent State Law Examination 1993-05-24
  • S65 Uniform Investment Adviser Law Examination
    2002-06-04
  • S63 Uniform Securities Agent State Law Examination
    1993-05-24

View on SEC IAPD

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