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7060 S. Yale Suite 701, Tulsa, OK 74136-5740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2005-11-14 |
Branch Locations
7060 S. Yale Suite 701, Tulsa, OK 74136-5740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J M Brown & Associates, Inc. | Tulsa | OK | 04/2002 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2012 | Present |
1) JM BROWN FINACIAL PARTNERS. - IT IS INVESTMENT RELATED-REGISTERED INVESTMENT ADVISOR, TITLE-FINANCIAL ADVISOR, 1/1/2013, 7060 S. YALE, SUITE 701, TULSA, OK 74136. PRESIDENT AND CHIEF COMPLIANCE OFFICER. FORMERLY JM BROWN AND ASSOCIATES. 2) PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 1/12/12 3) Lifestyle Protection Inc. Insurance Agency; Investment Related; 7060 S. Yale Suite 701, Tulsa, OK 74136; Insurance Agency; Insurance Agent; 09/15/2021; 5 hrs/mo; 5 hrs during trading; As agent service existing policies and write new non-variable insurance contracts primarily with independent carriers. 4) AROMITO CAPITAL, LLC - LIMITED PARTNER. 0 HOURS. INVSETMENT MADE FEBRUARY 22, 2008 TULSA, OK 74114 5) Tato, LLC-Investment related-PO Box 650567, Dallas, TX 75265-TD Ameritrade-Manager 6) Roserock Investment Solutions 7060 S. Yale Suite 701, Tulsa, OK 74136. Third Party Investment Advisory Services . Owner of DBA. Investment related. Start 12/2022. 10 hours/8 hours/.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-02 |
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