Thomas Gill Baker

Current Employers

Employment History

• 08/2007 → 01/2021
  Blackrock Investments, Inc.
  New York, NY
• 07/2021 → 01/2022
  Ameritas Investment Company, Llc
  Lincoln, NE
• 06/2021 → 01/2022
  Wealth Advisors Group, Llc
  Rockville, MD
• 02/2021 → 05/2021
  Unemployed
  Sparks, MD
• 11/2021 → 01/2022
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 01/2022 → 12/2023
  Pnc Private Bank
  Baltimore, MD
• 01/2024 → Present
  Envestnet Asset Management, Inc
  Berwyn, PA
• 01/2024 → Present
  Envestnet Financial Technologies, Inc.
  Berwyn, PA

Previous Registrations

• 2021-11-01 → 2022-02-14
  Ameritas Advisory Services, Llc
  Rockville, MD
• 2021-07-06 → 2021-11-01
  Ameritas Investment Company, Llc
  Rockville, MD
  Freeport, NY
• 2009-01-14 → 2021-01-13
  Blackrock Investment Management, Llc
  Princeton, NJ
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Washington, DC

Other Businesses

the name of the other business; Tommy Peppers Market Garden. LLC, whether the business is investment-related -- Not investment related, the address of the other business; ^ Glencoe Manor Court, Sparks, MD 21152, the nature of the other business; - small retail business, your position; Owner/Farmer, title, or relationship with the other business; Owner, the start date of your relationship; June, 2022, the approximate number of hours/month you devote to the other business; 60, the number of hours you devote to the other business during securities trading hours; 0, and briefly describe your duties relating to the other business; - operating a small market farm, including growing and selling vegetables and value-added products. Annual sales are minimal, approximately \$15,000.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-31
• S65 Uniform Investment Adviser Law Examination
  1993-09-20
• S63 Uniform Securities Agent State Law Examination
  1991-12-09

Designations

Other Names

• Tom Baker