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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-09-11 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2014 | 01/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2014 | 01/2024 |
| Schumann Financial Income Tax And Investments | Wheaton | IL | 01/2024 | 05/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| Cetera Advisors Llc | Greenwood Villag | CO | 05/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: WOODLAKE HOA INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: HOA START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: FUNCTION AS SECRETARY OF HOA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-11 |
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