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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2018-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Melville | NY | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; OCEAN BEACH, NY; 100% OWNERSHIP WITH SPOUSE; START 7/1/2016; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-02 |
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