Daniel Steven Osborne

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-01-19

OH RA
APPROVED

Since 2024-01-19

Branch Locations

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Midwest Financial Group (Investacorp)	Cincinnati	OH	02/1997	Present
Fortis Investors, Inc.	Cincinnati	OH	05/1997	Present
Osaic Wealth, Inc.	Cincinnati	OH	01/2024	Present

02/1997 → Present

Midwest Financial Group (Investacorp)

Cincinnati, OH
05/1997 → Present

Fortis Investors, Inc.

Cincinnati, OH
01/2024 → Present

Osaic Wealth, Inc.

Cincinnati, OH

Previous Registrations

2001-11-06 → 2024-01-19

Woodbury Financial Services, Inc.

Cincinnati, OH

Cincinnati, OH

Other Businesses

1. DAN OSBORNE; NON INV REL; 2266 SHIMMERING BAY MANE CINCINNATI,OH; SALE OF LIFE INSURANCE; 9/1/1988; 2HR/MO; 2HR/MO; INSURANCE AGENT. 2. LIFE INSURANCE POSITION: Insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1988 ADDRESS: 495 Mapleport Way, Cincinnati OH 45255, United States DESCRIPTION: sale and service of term life insurance

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-04-27

S63 Uniform Securities Agent State Law Examination

1992-04-27

View on SEC IAPD