Patrick Barnes Brobeck

Current Employers

E. A. Horwitz Llc

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2013-03-26

OH RA
APPROVED

Since 2013-03-26

Branch Locations

East Pickerington, OH • United States

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Attorney General Of Ohio	Columbus	OH	03/2011	Present
Western International Securities	Pa	CA	08/2013	Present
E.A. Horwitz, Llc	Deerfield	IL	03/2013	Present

03/2011 → Present

Attorney General Of Ohio

Columbus, OH
08/2013 → Present

Western International Securities

Pa, CA
03/2013 → Present

E.A. Horwitz, Llc

Deerfield, IL

Other Businesses

CURRENT EMPLOYER IS THE STATE OF OHIO, DIRECTOR OF QUALITY ASSURANCE FOR THE OFFICE OF THE OHIO ATTORNEY GENERAL. APPROXIMATELY 40 HOURS PER WEEK ARE SPENT IN THIS OFFICE DURING TRADING HOURS. TITLE: DEPUTY DIRECTOR QUALITY ASSURANCE. LOCATION: 150 EAST GAY ST., COLUMBUS, OH 43214. ORGANIZATION: ATTORENY GENERAL OF OHIO. THIS IS NOT RELATED TO/OR HAS ANYTHING TO DO WITH INVESTMENT RELATED ACTIVITIES. THE RESPONSIBILITIES OF MY JOB INCLUDE PROCESS IMPROVEMENT AND QUALITY CONTROL FOR THE OFFICE OF THE OHIO ATTORNEY GENERAL. 08/2013-PRESENT; IR; HORWITZ & ASSOCIATES (DBA);

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-19
S63	Uniform Securities Agent State Law Examination	1994-08-02

S66 Uniform Combined State Law Examination

2013-02-19
S63 Uniform Securities Agent State Law Examination

1994-08-02

Other Names

Pat B Brobeck
Patrick Brobeck

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