Eric M Bergson

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-01-24
TX	RA	APPROVED	2023-01-24

IL RA
APPROVED

Since 2023-01-24
TX RA
APPROVED

Since 2023-01-24

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Chicago	IL	09/2010	Present
Jpmorgan Chase Bank Na	Chicago	IL	11/2016	Present

09/2010 → Present

Jpmorgan Securities Llc

Chicago, IL
11/2016 → Present

Jpmorgan Chase Bank Na

Chicago, IL

Other Businesses

Entity Name: ANSHE EMET SYNAGOGUE Investment related: Yes "Address: 3751 Chicago, Illinois www.ansheemet.org" Nature of the other business: Anshe Emet Synagogue seeks to encourage involvement and create a special sense of belonging for all those who walk through our doors. Position/Title/Relationship: Member of Investment Committee Start Date: 04-Feb-2003 Approximate # of hours a month: 1 per quarter Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Overseeing the synagogue's investment portfolio of mutual funds.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-01
S63	Uniform Securities Agent State Law Examination	2012-10-23

S65 Uniform Investment Adviser Law Examination

2023-08-01
S63 Uniform Securities Agent State Law Examination

2012-10-23

Designations

View on SEC IAPD