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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-17 |
| CA | RA | APPROVED | 2022-03-11 |
Branch Locations
2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States
Thousand Oaks, CA • United States
101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodland Hills | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | 05/2021 |
| Oppenheimer & Co, Inc | Los Angeles | CA | 05/2021 | 02/2022 |
| Morgan Stanley | Westlake Village | CA | 03/2022 | Present |
*488411 - Rental Property; Investment related Yes; Honolulu, Hawaii; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2000; During business hours: 1; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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