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Bedminster, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | 08/2025 |
| Meadowbrook Advisors Llc | Bedminster | NJ | 08/2025 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Bedminster | NJ | 08/2025 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Mr. Auerbach is dually registered as an Investment Advisor Representative ("IAR") of Meadowbrook Advisors LLC ("Meadowbrook Advisors") and as a Registered Representative ("RR") Purshe Kaplan Sterling Investments, Inc. ("PKS") since 08/2025. Approximately 90% of Mr. Auerbach's time is spent as an IAR of Meadowbrook Advisors, with the balance as an RR of PKS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-27 |
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