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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-09-29
PA RA APPROVED 2003-07-30
  • TX RA
    APPROVED
    Since 2006-09-29
  • PA RA
    APPROVED
    Since 2003-07-30

Branch Locations

5500 Corporate Dr Ste 215, Pittsburgh, PA 15237 • United States

Gibsonia, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 08/1991 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; EMASMC Partners LLC; Managing Partner; Rental Real Estate; 1232 Woodhill DriveGibsonia, PA 15044, ,; Investment-Related; 11/01/2018; 1 to 9 hours per month; 0 during trading hours / Matter of Tax LLC; Co-owner; Tax Preparation; 5500 Corporate Drive, STE 216, PIttsburgh, PA, 15237; Not Investment-Related; 01/23/2025; 1 to 9 hours per month; 0 during trading hours / Advisors Service Corporation; Owner; Hodgin & Chapman Associates financial branch of Ameriprise Financial; 5500 Corporate Drive Suite 215 Pittsburgh PA 15237, ,; Not Investment-Related; 01/19/2000; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Advisors Service Corporation; Owner; Manage advisory business; 5500 Corporate Drive Suite 215 Pittsburgh PA 15237, , Pittsburgh, PA, 15237; Investment-Related; 01/19/2000; 10 to 19 hours per month; 0 during trading hours / RKM Partners LLC; managing partner; Manage advisory business; 5500 Corporate Drive Suite 215 Pittsburgh PA 15237, , Pittsburgh, PA, 15237; Investment-Related; 03/20/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; RKM Partners LLC; Management of a financial planning practice.; 5500 corporate Drive, Suite 215Pittsburgh, PA 15237, ,; ; 04/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-23
  • S63 Uniform Securities Agent State Law Examination
    1991-08-23
Designations
Other Names
  • Rush Nicholas Hodgin

View on SEC IAPD

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