Best Investors Account Sign in
Inactive

Robert John Coady

Wealthmark Advisory Group, LLC

San Clemente, CA

Claim This Profile
Current Employers
Wealthmark Advisory Group, Llc

San Clemente, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-30
CA RA APPROVED 2013-02-20
  • TX RA
    APPROVED_RES
    Since 2023-11-30
  • CA RA
    APPROVED
    Since 2013-02-20

Branch Locations

San Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthmark Financial & Insurance Services, Inc Santa Ana CA 02/1991 Present
Wealthmark Advisory Group San Clemente CA 02/2013 Present
  • 02/1991 → Present
    Wealthmark Financial & Insurance Services, Inc
    Santa Ana, CA
  • 02/2013 → Present
    Wealthmark Advisory Group
    San Clemente, CA
Previous Registrations
  • 2006-02-10 → 2013-03-20
    Walnut Street Securities, Inc.
    San Clemente, CA
    Santa Ana, CA
  • 1993-03-22 → 2006-11-02
    Walnut Street Advisers Inc
    Irvine, CA
    Santa Ana, CA
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS 1 WEEKDAY HOUR STARTED 6/87

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-29
S63 Uniform Securities Agent State Law Examination 1991-10-14
  • S65 Uniform Investment Adviser Law Examination
    1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-10-14
Other Names
  • Bob Coady

View on SEC IAPD

More in San Clemente, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor