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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-02-11 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 08/1991 | Present |
| Bank Of America,Na | Menlo Park | CA | 09/2009 | Present |
I*3691278 Entity Type: N/A Name of OBA: Sacred Heart Community Service Address: san Jose, California, 95110 Investment Related: No Position, Title, Association: N/A Employee Start Date: 02/19/2026 Number of Hours: 6, Monthly Number of Hours during trading: 0, Monthly Duties: To build a community free from poverty by creating hope, opportunity and action. I will go into this organization using my skills i have learned to help others get back into the workforce and/or give the skills to help better themselves
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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