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Stephen Roland Colella

Snug Harbor Capital Management, LLC

Marshfield, MA

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Current Employers
Snug Harbor Capital Management, Llc

Marshfield, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2005-02-18
  • MA RA
    APPROVED
    Since 2005-02-18

Branch Locations

Marshfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snug Harbor Capital Management, Llc Duxbury MA 02/2005 Present
Previous Registrations
  • 2002-11-22 → 2005-02-16
    Legg Mason Wood Walker, Incorporated
    Boston, MA
  • 2002-06-27 → 2002-11-25
    Pershing Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-18
S65 Uniform Investment Adviser Law Examination 2002-02-28
S63 Uniform Securities Agent State Law Examination 1991-10-17
  • S66 Uniform Combined State Law Examination
    2002-06-18
  • S65 Uniform Investment Adviser Law Examination
    2002-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-10-17

View on SEC IAPD

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