David Shane Austin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2014-04-28
TX	RA	APPROVED_RES	2014-04-07

GA RA
APPROVED

Since 2014-04-28
TX RA
APPROVED_RES

Since 2014-04-07

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Kennesaw, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Atlanta	GA	04/2014	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

04/2014 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2003-06-11 → 2014-04-08

Aprio Wealth Management, Llc

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-31
S63	Uniform Securities Agent State Law Examination	1991-10-31

S65 Uniform Investment Adviser Law Examination

1995-10-31
S63 Uniform Securities Agent State Law Examination

1991-10-31

Other Names

Shane Austin
David Shane Dinges

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews