Charles Vincent Belfiori

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-03
MI	RA	APPROVED	2014-04-17

TX RA
APPROVED_RES

Since 2026-02-03
MI RA
APPROVED

Since 2014-04-17

Branch Locations

Troy, MI • United States

Warren, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Birmingham	MI	04/2014	03/2020
Ameriprise Financial Services, Llc	Troy	MI	03/2020	Present

04/2014 → 03/2020

Ameriprise Financial Services, Inc.

Birmingham, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Troy, MI

Previous Registrations

2011-12-01 → 2014-04-16

Osaic Wealth, Inc.

Birmingham, MI

Clarkston, MI

Farmington Hills, MI
2010-09-23 → 2014-02-06

Affiliated Advisors, Inc.

Rochester, MI

Other Businesses

Other Business Activities; Belfiori Consulting Group; Sub S corporation to handle payroll and expenses associated with my Ameriprise practice; 32528 Bruggeman, Warren MI 48088, ,; ; 04/25/2016; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-19
S63	Uniform Securities Agent State Law Examination	1992-05-29

S65 Uniform Investment Adviser Law Examination

1999-08-19
S63 Uniform Securities Agent State Law Examination

1992-05-29

Other Names

Charles Vincent Belflori
Charles V Belfiori

View on SEC IAPD