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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-07-22 |
| TX | RA | APPROVED_RES | 2024-07-18 |
Branch Locations
North Plains, OR • United States
Seaside, OR • United States
9755 Sw Barnes Rd Suite 295, Portland, OR 97225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | OR | 11/2016 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Portland | OR | 07/2024 | Present |
ANDERFISH LLC, INV RELATED, PORTLAND, OR, 100% OWNERSHIP, START 2/28/24, 1 HR PER MONTH, 1 HR DURING TRADING, FINET PRACTICE; NORTHWEST CEDAR FINANCIAL, LLC; INV RELATED; PORTLAND,OR; FINET PRACTISE ;84% OWNERSHIP; START DATE: 07/21/2024; 120 HRS PER MONTH; 120 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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