Heather A Walsh

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-23
TX	RA	APPROVED	2018-04-10
ME	RA	APPROVED	2010-09-22

MD RA
APPROVED

Since 2023-01-23
TX RA
APPROVED

Since 2018-04-10
ME RA
APPROVED

Since 2010-09-22

Branch Locations

San Antonio, TX • United States

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Annapolis	MD	07/1997	Present
Bank Of America, N.A.	Burlington	MA	04/2011	Present

07/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD
04/2011 → Present

Bank Of America, N.A.

Burlington, MA

Other Businesses

I*: 3034292 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Naples, FL 34110 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 1/15/2026 Number of Hours: 3 hrs annually Number of Hours during trading: 0 Duties: Owner of rental property

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-28
S63	Uniform Securities Agent State Law Examination	1991-09-13

S65 Uniform Investment Adviser Law Examination

1996-06-28
S63 Uniform Securities Agent State Law Examination

1991-09-13

Other Names

Heather Anne Kayat
Heather Anne Walsh
Heather A Walsh-Poston

View on SEC IAPD