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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-16
  • NY RA
    APPROVED
    Since 2022-08-16

Branch Locations

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation New York NY 05/2015 08/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2022 Present
  • 05/2015 → 08/2022
    Lincoln Financial Advisors Corporation
    New York, NY
  • 08/2022 → Present
    Fairfield, IA
  • 08/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2021-06-14 → 2022-08-18
    Osaic Fa, Inc.
    Syosset, NY
    New York, NY
    Staten Island, NY
Other Businesses

1) PRESIDENT AND ROTARY CLUB BOARD MEMBER, 697 forest Ave, Staten Island NY 10310, 07/01/2024, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO, 2 HR/MO TRADING. 2) SIBOC, 697 FOREST AVE, STATEN ISLAND, NY, 12/2021, BOARD MEMBER, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) COMMUNITY AGENCY FOR SENIOR CITIZENS(CASC), 120 STUYVERSANT PL, SUITE 409, STATEN ISLAND, NY, 12/2019, BOARD MEMBER/TREASURER, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) BAWAR ASSET MANAGEMENT LLC, 104 CARTERET ST, STATEN ISLAND, NY, 08/2022, OWNER, DBA, INV REL, 200 HR/MO, 160 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2022, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 6) PHILIPPINE INDEPENDENCE COMMITTEE OF STATEN ISLAND, 18 LIVINGSTON CT, STATEN ISLAND NY 10310, 03/2024, BOARD MEMBER, DIRECTOR, NIR, 3 HR/MO - 0 HR/MO TRADING. 7) ENRICO BAWAR, 104 Carteret St., Staten Island NY 10307, 08/2026, Agent, Referrals, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-14
  • S63 Uniform Securities Agent State Law Examination
    2022-11-14
Other Names
  • Rick Bawar

View on SEC IAPD

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