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Thomas John Farrell

Charles Schwab & Co., Inc.

Tampa, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
FL RA APPROVED 2013-03-19
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • FL RA
    APPROVED
    Since 2013-03-19

Branch Locations

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Tampa FL 02/2013 Present
Charles Schwab & Co., Inc. Tampa FL 02/2013 Present
Real Estate/Property Management Tampa FL 07/2013 10/2017
  • 02/2013 → Present
    Charles Schwab Bank
    Tampa, FL
  • 02/2013 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
  • 07/2013 → 10/2017
    Real Estate/Property Management
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-15
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S66 Uniform Combined State Law Examination
    2013-03-15
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11
Other Names
  • Tj Farrell

View on SEC IAPD

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