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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-22 |
| GA | RA | APPROVED | 2024-11-14 |
| KY | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Cincinnati | OH | 08/2014 | 09/2016 |
| Mml Investors Services | Cincinnati | OH | 08/2014 | 09/2016 |
| Prudential Insurance Company Of America | Louisville | KY | 09/2016 | Present |
| Pruco Securities, Llc. | Louisville | KY | 09/2016 | 11/2024 |
| Lpl Enterprise, Llc | Atlanta | GA | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-05 |
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