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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2009-01-02 |
Branch Locations
180 Mount Airy Road Suite 208, Basking Ridge, NJ 07920 • United States
180 Mount Airy Road Suite 208, Basking Ridge, NJ 07920 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-07-01 |
Branch Locations
180 Mount Airy Road Suite 208, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Mendham | NJ | 01/2008 | Present |
| Mendham Capital Management, Llc | Mendham | NJ | 07/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Mendham | NJ | 01/2009 | Present |
1. Mendham Capital Management Address: 180 Mt Airy Rd,Basking Ridge, NJ Nature of the Business: Independent RIA Position/Title: Advisor Investment Related:Yes Start Date: 05/30/2013 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 40 Description of duties: Registered investment advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-21 |
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