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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| CO | RA | APPROVED | 2023-06-29 |
Branch Locations
6025 S. Quebec St, Ste. 170, Centennial, CO 80111 • United States
Dacono, CO • United States
16 Inverness Place E Bldg E-200, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CT | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) INDEPENDENT INSURANCE AGENT, (LIFE/ACCIDENT/HEALTH), 0 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 4/1999; (2) KIDDER INVESTMENTS & INSURANCE, INVESTMENT RELATED: YES, SAME AS REGISTERED ADDRESS, DBA NAME FOR SECURITIES & INSURANCE BUSINESS, START 01/01/1994, 5HRS/WK (TRADING HOURS), REGISTERED REPRESENTATIVE, INSURANCE AGENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-02 |
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