Alan Mitchell Harter

Current Employers

Employment History

• 01/2011 → Present
  Pactolus Private Wealth Management Llc
  Vienna, VA
• 09/2014 → Present
  Pactolus Securities, Llc
  Vienna, VA

Previous Registrations

• 2009-06-01 → 2011-02-07
  Morgan Stanley
  Alexandria, VA
• 2006-01-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Alexandria, VA
• 2003-05-27 → 2005-12-31
  Wells Fargo Clearing Services, Llc
  Mclean, VA
• 1997-07-08 → 2002-12-02
  Ubs Financial Services Inc.
  Sacramento, CA

Other Businesses

PACTOLUS PRIVATE WEALTH MANAGEMENT, LLC. INVESTMENT RELATED 8614 WESTWOOD CENTER DRIVE VIENNA, VA 22182, INVESTMENT ADVISER CEO 1/28/2011. 160 HOURS PER MONTH 5 HOURS PER DAY DURING TRADING HOURS DEVOTED TO PACTOLUS. RESPONSIBLE FOR OVERALL MANAGEMENT AND STRATEGIC DIRECTION OF FIRM. PACTOLUS CAPITAL PARTNERS 8614 WESTWOOD CENTER DRIVE SUITE 620 VIENNA, VA 22182 BROKER DEALER CEO SINCE 06/2015 INVESTMENT RELATED MANAGER OF THE LLC PACTOLUS INCOME OPORTUNITIES LLC SINCE 05/2021 10 HRS PER WEEK LLC CREATED TO PROVIDE FINANCIING UNDER A CREDIT FACILITY TO ADVANCED PLUS SPV Alan Harter serves as the managing member of several SPV entities on that are investment vehicles that Pactolus clients are invested in.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-22
• S63 Uniform Securities Agent State Law Examination
  1991-09-20

Other Names

• Alan M Harter