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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-07-14 |
| ND | RA | APPROVED | 2026-02-20 |
| AZ | RA | APPROVED | 2025-12-16 |
| NV | RA | APPROVED | 2025-11-18 |
| FL | RA | APPROVED | 2025-11-17 |
| MA | RA | APPROVED | 2025-01-31 |
| LA | RA | APPROVED | 2024-11-19 |
| DC | RA | APPROVED | 2024-09-17 |
| GA | RA | APPROVED | 2024-06-26 |
| OH | RA | APPROVED | 2024-05-28 |
| NE | RA | APPROVED | 2024-05-21 |
| NJ | RA | APPROVED | 2024-05-21 |
| UT | RA | APPROVED | 2024-05-21 |
| VT | RA | APPROVED | 2024-05-21 |
| AL | RA | APPROVED | 2024-05-20 |
| AK | RA | APPROVED | 2024-05-20 |
| AR | RA | APPROVED | 2024-05-20 |
| CA | RA | APPROVED | 2024-05-20 |
| CO | RA | APPROVED | 2024-05-20 |
| CT | RA | APPROVED | 2024-05-20 |
| DE | RA | APPROVED | 2024-05-20 |
| HI | RA | APPROVED | 2024-05-20 |
| ID | RA | APPROVED | 2024-05-20 |
| IL | RA | APPROVED | 2024-05-20 |
| IN | RA | APPROVED | 2024-05-20 |
| IA | RA | APPROVED | 2024-05-20 |
| KS | RA | APPROVED | 2024-05-20 |
| KY | RA | APPROVED | 2024-05-20 |
| ME | RA | APPROVED | 2024-05-20 |
| MD | RA | APPROVED | 2024-05-20 |
| MI | RA | APPROVED | 2024-05-20 |
| MN | RA | APPROVED | 2024-05-20 |
| MS | RA | APPROVED | 2024-05-20 |
| MO | RA | APPROVED | 2024-05-20 |
| MT | RA | APPROVED | 2024-05-20 |
| NH | RA | APPROVED | 2024-05-20 |
| NM | RA | APPROVED | 2024-05-20 |
| NY | RA | APPROVED | 2024-05-20 |
| NC | RA | APPROVED | 2024-05-20 |
| OR | RA | APPROVED | 2024-05-20 |
| PA | RA | APPROVED | 2024-05-20 |
| RI | RA | APPROVED | 2024-05-20 |
| SC | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-20 |
| VA | RA | APPROVED | 2024-05-20 |
| WA | RA | APPROVED | 2024-05-20 |
| WI | RA | APPROVED | 2024-05-20 |
| WY | RA | APPROVED | 2024-05-20 |
Branch Locations
Plantation, FL • United States
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quasar Distributors, Llc | Milwaukee | WI | 09/2015 | 09/2018 |
| Poplar Forest, Llc | Pasadena | CA | 08/2015 | 09/2018 |
| Anchor Capital Advisors, Llc | Boston | MA | 10/2018 | 12/2020 |
| Russell Investments | Seattle | WA | 04/2024 | Present |
| R Cubed Global Capital Inc | Plantation | FL | 12/2020 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 2008-08-11 |
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