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Inactive

Scot Allen Thigpen

Cwm, LLC

Jackson, MS

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-11-21
TX RA APPROVED 2023-11-21
MS RA APPROVED 2018-04-24
  • LA RA
    APPROVED
    Since 2023-11-21
  • TX RA
    APPROVED
    Since 2023-11-21
  • MS RA
    APPROVED
    Since 2018-04-24

Branch Locations

6360 I-55 North, Suite 240, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cs Planning Corp Jackson MS 03/2009 04/2018
Cwm, Llc Omaha NE 04/2018 Present
Previous Registrations
  • 2010-01-06 → 2018-05-10
    Portland, OR
    Jackson, MS
  • 2009-03-31 → 2009-12-23
    Portland, OR
  • 2006-06-08 → 2009-03-17
    Stanford Group Company
    Jackson, MS
  • 1995-12-06 → 2006-06-27
    Efp Wealth Management
    Jackson, MS
Other Businesses

NAME OF BUSINESS: Extra Table NATURE: Provide food pantries and soup kitchens with food START: 1/1/2019 POSITION: Board Member APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Board Member NAME OF BUSINESS: Community Foundation of MS NATURE: Investment Committee START: 3/22/2019 POSITION: Committee Member APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Committee Member FIXED INSURANCE NATURE: Insurance START: 4/27/2021 HRS/WK: > 1 HRS/TRADING: 1 POSITION: Insurance Agent DUTIES: Sells Life, Health, Disability, Annuities & LTC NAME OF BUSINESS: Magnolia State Charitable Gift Planners NATURE: Charitable gift planning group START: 03/26/2025 POSITION: President APPX. HRS/MONTH: 2 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Chairman

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-06
S63 Uniform Securities Agent State Law Examination 1991-09-07
  • S65 Uniform Investment Adviser Law Examination
    1995-11-06
  • S63 Uniform Securities Agent State Law Examination
    1991-09-07
Designations

View on SEC IAPD

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