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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allspring Global Investments | San Francisco | CA | 06/2010 | Present |
| Allspring Funds Distributor, Llc | Los Angeles | CA | 11/2021 | Present |
Date of OBA: 10/18/2024 Title of OBA: Hollywood Schoolhouse Address of OBA: hshla.org Title/Duties: Parent Association Executive Board - Assist with community events give back to the Hollywood Schoolhouse and foster community by connecting families students faculty and staff. Investment Related: No Hours per quarter: 0-1 During Trading hours: 0 MAI MERKT & MERKT FAMILY TRUST POSITION: Property Owner NATURE: The properties are under the Merkt Family Trust. The Trust does not have any business connection with Wells Fargo and is strictly a family trust. Rental income properties on: 77 Adeline Ave, San Jose, 95136, CA 5707 S 31st Drive, Phoenix, AZ. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 403 N Irving Blvd, Los Angeles CA 90004, United States DESCRIPTION: Accepting payments and coordinating with property manager on maintenance on the rental properties. The rental income was received prior to joining WFAM. 8/13/2023-NEW OBA: 403 N. Irving Blvd, Los Angeles, CA 90004) into an LLC-Rental property 1.)Address of OBA: 403 N. Irving Blvd, Los Angeles, CA 90004 (Start of Rental-8/13/23) 2.)How is ownership held-both titled and office (Office held: Owner, president, etc. is it in a trust, LLC?) LLC 3.)Date of the establishment: TBD sometime in August 4.)Do you receive income from this activity? TBD on income. 5.)How many hours per month do you work at this activity? 1-3 hours 6.)Do you engage in this activity during trading hours? If so, how many per week? No 7.)Is there a conflict in engaging in this activity and your work at Allspring? No 8.)Additional comments: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-29 |
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