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Bret Gallin

Wells Fargo Advisors Financial Network, LLC

Denver, NC

Garden City, NY

Bohemia, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-23
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2010-01-29
  • NC RA
    APPROVED
    Since 2026-03-23
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2010-01-29

Branch Locations

Denver, NC • United States

1225 Franklin Ave Suite 325 Office #9 [Satellite], Garden City, NY 11530 • United States

630 Johnson Ave Suite 103, Bohemia, NY 11716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Great Neck NY 01/2010 Present
Previous Registrations
  • 2007-05-29 → 2010-02-11
    Citigroup Global Markets Inc.
    Plainview, NY
    Plainview, NY
    Whitestone, NY
  • 2004-09-14 → 2007-05-29
    Citicorp Investment Services
    Whitestone, NY
    Whitestone, NY
Other Businesses

GALLIN GROUP INC., INV RELATED, GREAT NECK, NY, 100% OWNERSHIP, START 4/18/2019, 10 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-18
S63 Uniform Securities Agent State Law Examination 1993-02-12
  • S65 Uniform Investment Adviser Law Examination
    2004-10-18
  • S63 Uniform Securities Agent State Law Examination
    1993-02-12
Other Names
  • Brett Gallin

View on SEC IAPD

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