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Gregory Richard Wertz

Strategy Asset Managers L.L.C.

Westport, CT

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Current Employers
Strategy Asset Managers L.L.C.

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-02
  • CT RA
    APPROVED
    Since 2020-12-02

Branch Locations

274 Riverside Ave, Penhouse, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ardara Capital, L.P. Darien CT 01/2016 Present
Strategy Asset Managers L.L.C Westport CT 01/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 1994-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    1994-06-23
Other Names
  • Greg Wertz
  • Gregory Wertz

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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