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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 08/1990 | 08/2023 |
| North Star Consultants, Inc. | Minneapolis | MN | 08/1990 | Present |
| Ascend Financial Services, Inc. | Woodbury | MN | 07/1991 | Present |
| C.R.I. Securities, Inc. | Bayport | MN | 07/1991 | 10/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
HANZLIK FINANCIAL SERVICES POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1991 ADDRESS: , Woodbury, MN , United States DESCRIPTION: Agent/Broker HHAV RETIREMENT PLANNERS LLC POSITION: Agent/Broker NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018 ADDRESS: , Lake Elmo MN , United States DESCRIPTION: Agent/Broker WAYPOINT WEALTH GROUP LLC POSITION: Agent/Broker NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 10/08/2019 ADDRESS: , Woodbury MN , United States DESCRIPTION: Agent/Broker
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-04 |
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