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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-07-11
  • MA RA
    APPROVED
    Since 2011-07-11

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

100 Independence Drive Ste7-707, Hyannis, MA 02601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hyannis MA 12/2010 Present
Flagship Harbor Advisors, Llc Boston MA 12/2010 Present
Previous Registrations
Other Businesses

(1) 06/22/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 25% Time Spent - Life, Disability, LTC, Fixed Annuities (2) 02/06/2012: Thorne Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 80% Time Spent (3) 08/25/2016: Flagship Harbor Advisors, LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start 12/2010 - 100% Time Spent - I provide investment advisory services & financial planning at Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 12/2010. I expect to spend 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (4) 03/15/2022 - No Business Name - Investment Related - Marco Island FL 34145 - Real Estate Rental - Start Date - 03/07/2022 - 2 Hours Per Month/0 Hours During Securities Trading. (5) 11/06/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/20/2025 - 20 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-07
S63 Uniform Securities Agent State Law Examination 1991-10-16
  • S65 Uniform Investment Adviser Law Examination
    2011-07-07
  • S63 Uniform Securities Agent State Law Examination
    1991-10-16

View on SEC IAPD

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