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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-03-06
  • MA RA
    APPROVED
    Since 2006-03-06

Branch Locations

342 Stockbridge Rd, Great Barrington, MA 01230 • United States

75 South St, Cheshire, MA 01225 • United States

2 Center St, Adams, MA 01220 • United States

273 Main St, Williamstown, MA 01267 • United States

7 Main Street, Lenox, MA 01240 • United States

545 South Main Street, Lanesboro, MA 01237 • United States

93 Park Street, Adams, MA 01220 • United States

31 Eagle Street, North Adams, MA 01247 • United States

41 Park Street, Lee, MA 01238 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Fka Linsco/Private Ledger Corp.) Lee MA 09/2003 Present
Adams Community Bank Lee MA 12/2009 Present
  • 09/2003 → Present
    Lpl Financial Llc (Fka Linsco/Private Ledger Corp.)
    Lee, MA
  • 12/2009 → Present
    Adams Community Bank
    Lee, MA
Other Businesses

(1) 6/17/2008 - DBA ONLY - UNION CAPITAL PARTNERS, LLC - MANCESTER BY THE SEA, MA (2) 12/20/2011 - DBA ONLY - ADAMS COMMUNITY INVESTMENT SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-07
S63 Uniform Securities Agent State Law Examination 1991-09-26
  • S65 Uniform Investment Adviser Law Examination
    2003-05-07
  • S63 Uniform Securities Agent State Law Examination
    1991-09-26

View on SEC IAPD

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