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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-14
IA RA APPROVED 2025-09-08
MN RA APPROVED 2025-09-04
  • WI RA
    APPROVED
    Since 2026-07-14
  • IA RA
    APPROVED
    Since 2025-09-08
  • MN RA
    APPROVED
    Since 2025-09-04

Branch Locations

Danbury, WI • United States

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 07/2013 05/2021
Lpl Financial Llc Overland Park KS 05/2021 12/2021
Lincoln Investment Fort Washington PA 01/2022 04/2023
Edward Jones St. Louis MO 04/2023 07/2023
Next Financial Group Inc. Houston TX 07/2023 08/2025
Transamerica Financial Advisors Cedar Rapids IA 09/2025 Present
  • 07/2013 → 05/2021
    Waddell & Reed Inc
    Overland Park, KS
  • 05/2021 → 12/2021
    Overland Park, KS
  • 01/2022 → 04/2023
    Fort Washington, PA
  • 04/2023 → 07/2023
    St. Louis, MO
  • 07/2023 → 08/2025
    Next Financial Group Inc.
    Houston, TX
  • 09/2025 → Present
    Transamerica Financial Advisors
    Cedar Rapids, IA
Previous Registrations
  • 2023-07-10 → 2025-08-01
    Next Financial Group, Inc.
    Houston, TX
    Apple Valley, MN
  • 2023-04-26 → 2023-07-18
    St. Louis, MO
  • 2022-01-12 → 2023-04-06
    Apple Valley, MN
    Fort Washington, PA
  • 2021-07-21 → 2021-12-21
    Overland Park, KS
  • 2013-08-21 → 2021-07-21
    Waddell & Reed
    Overland Park, KS
  • 2013-04-03 → 2013-07-16
    Arden Hills, MN
  • 2012-02-01 → 2013-01-03
    Minneapolis, MN
    Minneapolis, MN
  • 2008-04-14 → 2011-03-25
    Workman Securities Corporation
    Eden Prairie, MN
Other Businesses

As an employee of Transamerica Financial Advisors, employees may perform home office functions for other business units.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-06
S63 Uniform Securities Agent State Law Examination 1991-08-22
  • S66 Uniform Combined State Law Examination
    2002-02-06
  • S63 Uniform Securities Agent State Law Examination
    1991-08-22

View on SEC IAPD

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