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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-14 |
| IA | RA | APPROVED | 2025-09-08 |
| MN | RA | APPROVED | 2025-09-04 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 07/2013 | 05/2021 |
| Lpl Financial Llc | Overland Park | KS | 05/2021 | 12/2021 |
| Lincoln Investment | Fort Washington | PA | 01/2022 | 04/2023 |
| Edward Jones | St. Louis | MO | 04/2023 | 07/2023 |
| Next Financial Group Inc. | Houston | TX | 07/2023 | 08/2025 |
| Transamerica Financial Advisors | Cedar Rapids | IA | 09/2025 | Present |
As an employee of Transamerica Financial Advisors, employees may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-22 |
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