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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-23 |
| NM | RA | APPROVED | 2008-03-07 |
| TX | RA | APPROVED_RES | 2007-02-08 |
Branch Locations
809 W Riordan Rd Ste 101, Flagstaff, AZ 86001 • United States
7121 W Bell Rd Ste 200, Glendale, AZ 85308-8559 • United States
8817 E Bell Rd Ste 201, Scottsdale, AZ 85260 • United States
3000 Woodcreek Dr Ste 110, Downers Grove, IL 60515 • United States
Peoria, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Phoenix | AZ | 07/1991 | 03/2020 |
| Ameriprise Financial Services, Llc | Peoria | AZ | 03/2020 | Present |
Real Estate Ownership; Commercial; 15396 N. 83rd AvenueG-101Peoria, AZ 85381, ,; ; . Independent Insurance Brokering; Blue Cross Blue Shield IL; 04/12/2022; / United Health Care; 04/12/2022; Medicare Supplement. Business Ownership; Monarch Tax and Business Services, LLC; Refer business to the tax preparer. Collect income and pay expenses; Tax Preparation; 3000 Woodcreek Drive, Suite 110A, , Downers Grove, IL, 60515; Not Investment-Related; 03/16/2021; 0 hours per month; 0 during trading hours / L&K Properties, LLC; i am co-manager of the LLC with my wife; Owns Commerical Property; 27404 N. Silverado Ranch Road, , Peoria, AZ, 85383; Not Investment-Related; 10/01/2005; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Arrowhead Corporate HOA; vice president; 15396 N. 83rd avenuepeoria, az 85381, ,; ; 01/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-30 |
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