Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-01-23
TX RA APPROVED_RES 2005-06-09
GA RA APPROVED 2003-01-16
  • MS RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED_RES
    Since 2005-06-09
  • GA RA
    APPROVED
    Since 2003-01-16

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 01/1995 Present
Other Businesses

1). Langley Respess fiction novel writing / Not investment-related / ADDRESS: 4260 Potters Walk Atlanta, GA 30342/ I am writing fiction novels for people to read and enjoy. They may be picked up by a publishing company and sold on Amazon or through other venues at some point./ START DATE: 08/10/2022 2) Name of Organization - Langley Respess music composition, publishing and performance/ Category - Company/ Principal Business Activity - Music composition, publishing, sales and performance/ Role - Proprietor / owner/ Duty - Write music sing music sell music/ Compensation - Yes 3) Name of Business: Atlanta Classical Academy./ Address: 3260 Northside Dr NW GaAtlanta United States 30305./ Investment Related: No./ Nature: K-12 School./ Role: Member of a committee with management / supervisor functions./ Duty: Chairman of the Capital Campaign./ Start Date: 1/8/2024./ Time Required: No. 4)The Big Much, a novel, which is a work of fiction,AtlantaGeorgiaUnited States,Creative writing, novel writing, short story writing,Fiction writingcreative writing, novel writing, fiction writing,Owner, writer, sole employeeI am the sole owner and only contributor. I write fiction.Start date 9/3/2025,Investment -Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-28
S63 Uniform Securities Agent State Law Examination 1991-09-20
  • S65 Uniform Investment Adviser Law Examination
    1992-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-09-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor