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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1260 N. Dutton Ave Ste 243B, Santa Rosa, CA 95401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Santa Rosa | CA | 06/1991 | Present |
| Pruco Securities, Llc. | Santa Rosa | CA | 06/1991 | 11/2024 |
| Lpl Enterprise, Llc | Santa Rosa | CA | 11/2024 | Present |
1) 11/14/2024- MARTIN BENCK- Non-Variable Insurance- inv. related- at reported business location(s)-start date 08/21/2024- 3hrs/mnth-3hrs during trading 2) 03/21/2025- PRUDENTIAL- Property and Casualty- SELLING AND SERVICING OF HOMEOWNERS AND AUTO INSURANCE POLICIES- inv. related- at Santa Rosa, CA- start date 01/01/2025- 80hrs/mnth-80hrs during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-29 |
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