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Priti Manglik

Morgan Stanley

Pleasanton, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-08
CA RA APPROVED 2021-09-22
  • TX RA
    APPROVED_RES
    Since 2021-10-08
  • CA RA
    APPROVED
    Since 2021-09-22

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Livermore/Pleasanton CA 10/2003 06/2018
Wells Fargo Advisors Llc Pleasanton CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 06/2018
Morgan Stanley Pleasanton CA 06/2018 06/2021
Morgan Stanley Private Bank, N.A. New York NY 07/2018 06/2021
Commonwealth Financial Network Pleasanton CA 06/2021 07/2021
Morgan Stanley Pleasanton CA 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2008-06-10
Other Names
  • Priti Manglik Rastogi
  • Priti Manglik Rastogi

View on SEC IAPD

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