Brian Dean Hammer

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-02
CA	RA	APPROVED	2005-07-15

TX RA
APPROVED_RES

Since 2016-06-02
CA RA
APPROVED

Since 2005-07-15

Branch Locations

680 Newport Center Drive Suite 200, Newport Beach, CA 92660 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Newport Beach	CA	07/2005	Present

07/2005 → Present

Oppenheimer & Co. Inc.

Newport Beach, CA

Previous Registrations

2000-03-31 → 2005-08-12

Ubs Financial Services Inc.

Century City, CA

Other Businesses

1.GRANTOR OF MY OWN TRUST WITH MY SPOUSE. I AM FINANCIAL ADVISOR AND MAKE DECISIONS ON HOW TO INVEST OUR MONEY. 17 LAND PORT NEWPORT BEACH, CA 92660. 1 HR A MONTH. 2.BOARD OF GOVERNORS FOR THE CITY OF HOPE HOSPITAL. 1500 E. DUARTE ROAD, DUARTE, CA 91010. CHARITY. ATTEND EVENTS AND SERVE ON COMMITEES-1/19/24. 2-4 HOURS A MONTH WOULD BE OFF WORK HOURS. 3.I AM SERVING AS SECRETARY FOR MY HOA FOR MY CONDO I LIVE IN STARTED 10/1/25. 4 HOURS A MONTH. THIS IS AFTER HOURS AND I SERVE WITH TWO OTHER BOARD MEMBERS HELPING MAKING DECISIONS RELATED TO THE CONDO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-10
S63	Uniform Securities Agent State Law Examination	1994-05-13

S65 Uniform Investment Adviser Law Examination

1994-06-10
S63 Uniform Securities Agent State Law Examination

1994-05-13

Other Names

Brian D Hammer

View on SEC IAPD