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Warren Frederick Wilson

Raymond James & Associates, Inc.

Westlake Village, CA

Keswick, VA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-04-03
CA RA APPROVED 2011-10-06
TX RA APPROVED_RES 2011-05-11
  • VA RA
    APPROVED
    Since 2018-04-03
  • CA RA
    APPROVED
    Since 2011-10-06
  • TX RA
    APPROVED_RES
    Since 2011-05-11

Branch Locations

3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States

Keswick, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Westlake Village CA 04/2011 Present
Us Lacrosse Newbury Park CA 04/2011 06/2019
Raymond James & Associates Keswick VA 04/2018 Present
  • 04/2011 → Present
    Raymond James & Associates
    Westlake Village, CA
  • 04/2011 → 06/2019
    Us Lacrosse
    Newbury Park, CA
  • 04/2018 → Present
    Raymond James & Associates
    Keswick, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-14
S63 Uniform Securities Agent State Law Examination 1993-07-19
  • S65 Uniform Investment Adviser Law Examination
    1994-09-14
  • S63 Uniform Securities Agent State Law Examination
    1993-07-19
Other Names
  • Bud Wilson
  • Buddy Wilson

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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