Steven Bert Tucker

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-26
CA	RA	APPROVED	2024-01-19
FL	RA	APPROVED	2024-01-19
IL	RA	APPROVED	2024-01-19
PA	RA	APPROVED	2024-01-19
SC	RA	APPROVED	2024-01-19

TX RA
APPROVED_RES

Since 2024-09-26
CA RA
APPROVED

Since 2024-01-19
FL RA
APPROVED

Since 2024-01-19
IL RA
APPROVED

Since 2024-01-19
PA RA
APPROVED

Since 2024-01-19
SC RA
APPROVED

Since 2024-01-19

Branch Locations

201 W Springfield Ave Suite 903, Champaign, IL 61820 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tucker Financial Self Employed	Peoria	IL	05/1995	Present
Woodbury Financial Services, Inc	St Paul	MN	12/2002	01/2024
Osaic Wealth, Inc.	Champaign	IL	01/2024	Present

05/1995 → Present

Tucker Financial Self Employed

Peoria, IL
12/2002 → 01/2024

Woodbury Financial Services, Inc

St Paul, MN
01/2024 → Present

Osaic Wealth, Inc.

Champaign, IL

Previous Registrations

2007-01-25 → 2024-01-19

Woodbury Financial Services, Inc.

Champaign, IL

Savoy, IL

Other Businesses

LEGACY INVESTMENT SERVICES POSITION: Owner NATURE: DBA: Legacy Investment Services Insurance and Fixed Annuity Agency Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1990 ADDRESS: 201 W. Springfield Ave, #903, Champaign IL 61820, United States DESCRIPTION: Insurance and Fixed annuities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-08
S63	Uniform Securities Agent State Law Examination	1992-09-04

S65 Uniform Investment Adviser Law Examination

2006-03-08
S63 Uniform Securities Agent State Law Examination

1992-09-04

View on SEC IAPD