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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-18 |
| GA | RA | APPROVED | 2009-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Augusta | GA | 08/2009 | Present |
1. Kiokee Baptist; 2520 Ray Owens Rd Appling GA 3080; Church; Finance Committee Member; Offer input and vote on financial issues; 10/02/2023; 8.00hrs/month; Not during securities trading hours; Not Investment-Related 2. Kiokee Baptist Church; 2520 Ray Owens Rd Appling GA30802; Worship; Treasurer to be accountable to the Church and Deacon Executive Committee DET , to supervise & direct financial affairs in coordination with the Administrative pastor of the church; To give Financials to the above DET body and to make recommendations to the Finance Committee as requested; 10/01/2023; 8.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-10 |
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