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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| IN | RA | APPROVED | 2016-11-10 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
9340 Priority Way West, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Sanctuary Wealth | Indianapolis | IN | 11/2016 | Present |
1) Name: Carl Forrest Trust Position: Trustee Nature: trustee for my uncle's trust upon his death. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 1/1/2010 Address: 9340 Priority Way West Drive, Indianapolis IN 46240, United States Description: Investing, distributions to his wife, tax return filing. 2) Name: CFG Cloud, LLC Position: Member Nature: own a portion of an aircraft and lease it for business uses Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 3/1/2021 Address: 9340 Priority Way West Drive, Indianapolis IN 46240, United States Description: none, owner 3) Name: Kennected Position: investor Nature: teaching companies to use LinkedIn for lead generation and providing software that makes the lead generation productive and easier Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 12/29/2021 Address: 201 S Capital Suite 800, Indianapolis IN 46225, United States Description: investor in a convertible note. 4) Name: Cedarstone HOA Position: Treasurer Nature: HOA for 9 homes Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/1/2022 Address: 13625 E 114th St, Indianapolis IN 46037, United States Description: Pay bills, report to BOD and HOA annually. 6) Name: Elevate Ventures Indiana Position: Finance Committee Member Nature: Elevate is a non-profit designed to support entrepreneurship and startups in Indiana. Elevate is one entity used by the state to deploy funds to startup companies and "prime the pump" for the venture/startup culture in the area Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 5/1/2023 Address: 50 E 91st St #213, Indianapolis IN 46240, United States Description: Review annual operating budgets and ongoing capital allocations for compatibility with the goals of the organization. 4 meetings annually with the leadership of Elevate and the other Finance committee members (primarily local business executives). The Finance Committee reports to the BOD. 7) GEIST CONSERVANCY DISTRICT POSITION: Board of Director NATURE: Conservancy District INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/19/2026 ADDRESS: TBD, TBD IN 46037, DESCRIPTION: Board of Director
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-12 |
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