Shawn Fitzgerald O'neill

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-03-20
TX	RA	APPROVED_RES	2012-07-23
NC	RA	APPROVED	2012-04-30
OH	RA	APPROVED	2012-04-09
WA	RA	APPROVED	2012-03-30

CA RA
APPROVED

Since 2019-03-20
TX RA
APPROVED_RES

Since 2012-07-23
NC RA
APPROVED

Since 2012-04-30
OH RA
APPROVED

Since 2012-04-09
WA RA
APPROVED

Since 2012-03-30

Branch Locations

Bainbridge Island, WA • United States

560 Mission Street, San Francisco, CA 94105 • United States

1301 2Nd Avenue, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, Na.	Seattle	WA	03/2012	Present
J.P. Morgan Securities Llc	Seattle	WA	03/2012	Present

03/2012 → Present

Jpmorgan Chase Bank, Na.

Seattle, WA
03/2012 → Present

J.P. Morgan Securities Llc

Seattle, WA

Previous Registrations

2003-07-03 → 2012-04-04

Rbc Capital Markets, Llc

Seattle, WA

Seattle, WA
2001-06-18 → 2003-07-14

Deutsche Bank Securities Inc.

Los Angeles, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-13
S63	Uniform Securities Agent State Law Examination	1991-08-26

S65 Uniform Investment Adviser Law Examination

1999-09-13
S63 Uniform Securities Agent State Law Examination

1991-08-26

Other Names

Shawn Fitzgerald Oneill

View on SEC IAPD