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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2007-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 10/2005 | Present |
| Bolton Global Asset Management | Bolton | MA | 11/2007 | Present |
1) Investment Advisor Representative of Bolton Global Asset Management, doing business as Dow Capital Management, LLC. Investment related and conducted from branch location. This activity represents the representative's full-time job, balanced with activities as registered representative and management duties of branch. Began upon association with current firm. 2) Co-owner of Dow Capital Management, LLC, entity created to operate securities and investment advisory services, including payment of branch expenses. Approximately 1 hour spent per month on activity. Began 12/6/2011. 3) Co-owner of 134 R.O.R.E., LLC, real estate holding company created to own and operate building from which branch operates. Not investment related. Conducted at branch location. Spends approximately 1 hour per month during business hours on activity. Began 12/6/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-19 |
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