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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-31 |
Branch Locations
One Boston Place 201 Washington Street, Boston, MA 02108-4408 • United States
Marshfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boston | MA | 06/2009 | 03/2022 |
| American Century Investment Services, Inc. | Kansas City | MO | 05/2022 | 04/2024 |
| Unemployed | Marshfield | MA | 04/2024 | 10/2024 |
| Bny Mellon Securities Corporation | Boston | MA | 10/2024 | Present |
[1] Work for South Shore Girls Basketball League, managing the scheduling and finances, located at 180 Telegraph Hill Rd, Marshfield, MA 02050. Working for 3 hours a month since August 2015, no hours per month devoted to business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 1993-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-24 |
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