Jonathan Don Mark

Current Employers

Pinnacle Associates, Ltd.

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-04
CT	RA	APPROVED	2014-01-31

NY RA
APPROVED

Since 2021-09-04
CT RA
APPROVED

Since 2014-01-31

Branch Locations

55 Post Road West, Westport, CT 06880 • United States

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pinnacle Associates, Ltd.	New York	NY	02/2002	Present

02/2002 → Present

Pinnacle Associates, Ltd.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-12
S63	Uniform Securities Agent State Law Examination	1992-04-03

S65 Uniform Investment Adviser Law Examination

2007-03-12
S63 Uniform Securities Agent State Law Examination

1992-04-03

Other Names

Jonathan Don Mark
Jonathan D Mark

View on SEC IAPD

Current Employers

Pinnacle Associates, Ltd.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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